Towards Secure and Efficient Healthcare: A Blockchain‑Based Study on Patient Data Access, Control and Interoperability
Raza Nowrozy1* and Lubna Meer2
1Victoria University, 295 Queen Street, Melbourne, VIC, Australia
2Air University, Service Road E‐9, Islamabad, Pakistan
Submission: August 11, 2023; Published: September 1, 2023
*Corresponding author: Raza Nowrozy, Victoria University, 295 Queen Street, Melbourne, VIC, 3000, Australia, E‐mail: raza.nowrozy@live.vu.edu.au
How to cite this article: Raza N, Lubna M. Towards Secure and Efficient Healthcare: A Blockchain‑Based Study on Patient Data Access, Control and Interoperability. Eng Technol Open Acc. 2023; 5(2):555663. DOI: 10.19080/ETOAJ.2023.05.555663
Abstract
In the rapidly evolving digital healthcare landscape, the secure and efficient management of Electronic Health Records (EHRs) is paramount and of significant concern. Although patient data is always sensitive, its privacy and security can sometimes be compromised when shared with others, such as doctors, hospitals, pharmacists, researchers, etc. To address this challenge, this study introduces a Blockchain‐ Based Data Sharing (BBDS) Framework that leverages the Ethereum platform to innovate the access control and distribution of patient records. Emphasizing a decentralized architecture, the research delves into the integration of blockchain technologies like Ethereum Swarm for data storage and the employment of smart contracts for diverse functionalities. A comparative analysis underscores the blockchain’s superiority in terms of security, data ownership and accessibility. However, some challenges were identified concerning patient‐based interoperability. The study’s implications for patient consent management, drug traceability, clinical trial security and incentivization further showcase the transformative potential of the BBDS framework for healthcare systems. The findings mark a significant step towards a unified, secure and transparent healthcare data management system, fostering industry collaboration and amplifying patient control over their records.
Keywords: Blockchain; Cloud Computing; Data Sharing; Privacy; Personally Identifiable Information; Role‐Based Access Control; Context‐Aware Access Control; Electronic Medical Records; Electronic Health Records
Abbreviations: EHRs: Electronic Health Records; EMR: Electronic Medical Records; MHI: Mandatory Health Insurance; VHI: Voluntary Health Insurance; MIS: Medical Information System; PPR: patient‐provider relationship; BBDS: Blockchain‑Based Data Sharing; ABIs: Application Binary Interfaces; GDPR: General Data Protection Regulation; EDI: Electronic Data Interchange
Introduction
Healthcare is a field deeply reliant on data. However, the fragmentation of patient records within Electronic Health Records (EHRs) can pose significant challenges, including poor coordination of care, as well as concerns regarding data availability, privacy, confidentiality and integrity. Traditional methods of health information exchange have proven inefficient [1], prompting exploration into blockchains as potential solutions [2-4]. By facilitating secure and authenticated data sharing among stakeholders in healthcare, blockchains have the potential to notably transform the industry with attributes like decentralization, transparency, interoperability and enhanced accessibility [5,6].
Despite the promise of cloud‐based solutions and other innovative technologies, persistent data security issues remain a paramount concern [7-10]. Blockchain technology, with its inherent features of immutability and decentralized control might present a solution to these challenges [11,12]. Blockchains serve as repositories of information that are both distributed and decentralized, secured by various cryptographic primitives. Participants, including providers, patients and payers upload data to these chains in a manner that ensures security and authentication. This process yields comprehensive medical records accessible to those granted permission by the patients with smart contracts ensuring this access. There are several use cases or applications for utilizing blockchain in healthcare. These include the storage of Electronic Medical Records (EMR), accounting of services within the insurance system and the sale of prescription drugs [13]. The most evident and suitable application of blockchain technology in healthcare currently is the establishment of a unified healthcare database. Firstly, this would facilitate the collection and accessibility of each patient’s complete medical history, encompassing prescribed examinations, treatment courses, diagnoses and test results. Secondly, it would consolidate information on the entire population, capturing data not only from the Mandatory Health Insurance (MHI) system but also from Voluntary Health Insurance (VHI) and records of paid consultations. Presently, records detailing disease diagnoses or prescribed treatments often reside solely on the physician’s computer or within the Medical Information System (MIS). Creating a centralized healthcare database on the blockchain would enable a comprehensive view of a patient’s history [14], benefitting all stakeholders involved.
The applications of blockchain in healthcare can be grouped into various types each boasting unique levels of access and security. Public [8,15-19], private [18-24] and consortium [25- 34] blockchains each present diverse potential applications in healthcare [8,35,36]. Moreover, integrating smart contracts within the blockchain infrastructure provides avenues for conditional logic and automatic transactions further enhancing the security of patient record management [25,37]. These smart contracts can be categorized as registrar, patient‐provider relationship (PPR) and summary contracts, each serving specific roles in managing patient information [14].
While the broad application of blockchain in healthcare is promising, challenges such as privacy, confidentiality and data integrity persist [8,38]. The potential applications and use cases for blockchain in healthcare extend to storing EMR service accounting in insurance systems and monitoring prescription drug sales [13]. Constructing a unified healthcare database with blockchain emerges as an especially promising domain. Such a unified healthcare base could offer advantages to all stakeholders, requiring tasks like identifying blockchain technology features, analyzing existing projects, outlining benefits, devising storage strategies and pinpointing potential utilization challenges [14,39]. Various nations are at the forefront, pioneering blockchain projects to enhance the reliability and transparency of their healthcare systems. Notable examples include Estonia’s e‐Health Authority, the Netherlands’ Prescrypt initiative, BitHealth in the U.S., Alibaba’s initiatives in China, Israel’s ”Medrec” project and undertakings by Russia’s Ministry of Health [37,40-42].
Although it’s feasible to store medical data without employing blockchain, this technology introduces additional layers of integrity and security. These include preventing unauthorized data modifications and access, standardizing data, collecting reliable statistics and paving the way for new research opportunities [35,36]. Nevertheless, blockchain does have its limitations. These encompass challenges with key management, theoretical data security concerns and a relative lack of extensive real‐world application experience [11,12,43].
In conclusion, blockchain technology harbors the potential to transform healthcare by addressing a myriad of security concerns. Although still nascent, it could lay the foundation for considerable advancements in the sector. Blockchain promises a more secure and efficient means of storing medical data, unifying health registers and empowering patients to control their medical data, safeguard against manipulations and access high‐quality medical advice and treatment.
Objectives
The research aimed to develop a data‐sharing framework using blockchain technology, addressing the current challenges in healthcare data sharing and providing improved data access control and security compared to traditional methods.
Materials and Methods
Combining robust security with the technological benefits blockchain offers has paved the way to address numerous security concerns prevalent in cyberspace. This technology is progressively being embraced to furnish patients with enhanced and secure healthcare services. However, given that the technology is still in its nascent stages, further analysis and time are required for its optimization. Overall, blockchain lays the groundwork for significant advancements in healthcare. Employing blockchain can assist the sector in ensuring more secure and efficient medical data storage. Moreover, it can establish a unified health register for patients, accessible across various healthcare facilities, enabling professionals to assess a patient’s history from the onset. Furthermore, blockchain can serve as a centralized repository for all medical records of a patient, encompassing MRI scans, Xrays and test results. Patients gain control over the dissemination of their medical data, safeguarding them from potential data manipulations and ensuring they receive optimal medical advice and treatment.
Emphasizing the research goal, various aspects were considered to recommend and implement a blockchain framework in the healthcare industry. This alignment brought every institution in line with blockchain technology [9,44]. To address patient concerns regarding data sharing, we examined a case study of My Health Records Australia, specifically focusing on its data breaches and privacy issues. Furthermore, our research aims to ensure accountability and enhance workflow automation by leveraging the inherent characteristics of blockchain technology.
Case Study: Australian My Health Records
The My Health Records (MHR) system consolidates all health information data in a secure location. Primary users of the MHR include medical professionals such as doctors, hospitals and pharmacists. For secondary purposes, the system can be accessed by researchers and others for academic research. (Figure 1) depicts the UML of MHR.
MHR Use Cases: User login, Write prescriptions, Recommend patients to specialists, View data, Delete data and Account locked, etc.
MHR Misuse Cases: Alter record data, Alter prescription data, Improper recommendation, Steal data, Erase data illegally, Flood system and Brute force attack, etc.
The “user login” use case is the initial step for accessing the system. The MHR employs authentication to ensure that the user has the appropriate authorization. Every actor interacting with the system must employ this use case to gain access [45]. Doctors, hospitals, pharmacists and researchers all use their authentication credentials to log into the system through this use case. Users input their login credentials, which the MHR system then verifies. If the input is correct, access is granted; otherwise, the system displays an “Incorrect details. Authentication failed.” message. After three unsuccessful attempts, the system locks the user’s account for 24 hours to prevent unauthorized access attempts, such as brute force attacks.
Use Case Description: User login ‐ (Actors: Doctors, Hospitals, Pharmacists and Researchers)
i. Actors input their login credentials.
ii. Authentication details (username and password) are entered.
iii. The system verifies the provided input.
iv. If the username and password are correct, the system grants access.
Extensions: If login credentials are invalid:
i. The system cannot verify the actor’s input and notifies the actor.
ii. The actor is allowed three attempts to provide accurate login details.
iii. After three incorrect attempts, the account is locked for 24 hours. The system notifies the actor and ends the use case (Figure 1).

MHR Security Requirements
Given the centralized data sharing model sensitive patient data can be easily manipulated or altered even potentially used against the patient. This could be achieved merely by possessing the database access credentials. Hence, block‐based data sharing for MHR is intricately linked with technology vendors and the cybersecurity practices adopted by healthcare organizations. These practices might influence the system’s design and implementation. By adopting a block‐based data‐sharing framework, MHR can ensure that its data‐sharing system aligns with roadmap recommendations [46].
Blockchain‑Based Data Sharing (BBDS) Framework

This is a data management system utilizing secure blockchain technologies that ensure patient data privacy while offering healthcare institutions easy access to the same information. The system leverages the Ethereum platform, a decentralized service that supports the deployment of applications by developers on custom foundations. Often, blockchains do not inherently offer adequate storage, leading to the need to store actual medical records on decentralized cloud storage platforms like Ethereum Swarm. Ethereum Swarm is a foundational layer of the Ethereum web3 stack serving as a distributed storage platform. A visual representation of the proposed data‐sharing framework for healthcare stakeholders is presented in (Figure 2). The graphic above illustrates a blockchain‐based system designed for storing and sharing medical records, which entails collaboration between various healthcare entities and a central database [47] accessible via blockchain networks. Consortium blockchain technology [25] has been recognized as the most suitable network for the healthcare sector. This encompasses databases for healthcare service delivery institutions and research centers and supports functionalities like generating new information or retrieving existing data [26,48,49]. According to [50], healthcare stakeholders can access the consortium blockchain network utilizing cloud‐based storage for secure data retention. The process to create new patient records encompasses storage by healthcare organizations in the cloud, data storage via blockchain in a home database and data transfer to the primary database through blockchain peer networks [46]. The information within the central security domain remains static and is open for review. Various architectural layers, interactions and components are integral to the proposed blockchain‐based data-sharing model (Figure 3).

Medical records and data can reside off‐blockchain in a scalable repository referred to as a data lake. These data lakes can house a variety of data types from textual documents to images and play a pivotal role in health investigations, feature extraction, optimal treatment decisions and preventative medicine research as depicted in (Figure 3). Enabled with functionalities like text analytics, machine learning and digital signatures data lakes maintain the authenticity and security of the information. Medical professionals produce digital signatures for health reports, subsequently encrypted and housed within the data lake. Each storage event prompts an update in the blockchain alerting the patient. Patients also have the facility to feed health data with digital signatures and encryption via mobile applications and sensors. (Table 1) details the EHR data transaction process showcasing how the proposed framework’s blockchain fortifies data security as patient records become immutable post‐creation. This exemplifies the mechanism of blockchain in safeguarding against unauthorized alterations.
Results
In the era of digital transformation managing healthcare data securely and efficiently has become imperative. Our proposed framework utilizes blockchain technologies to innovate the control and distribution of patient records. Based on the Ethereum platform this decentralized architecture allows developers to run customized applications while ensuring security and patient ownership of their records (Table 1)

Although most blockchain implementations like Bitcoin inherently lack sufficient storage for large data such as medical records, our system integrates decentralized cloud storage solutions like Ethereum Swarm. This offers a robust platform for distributed data storage allowing pseudonym‐masked entities within the blockchain to validate and execute transactions. The (Table 1) illustrates the process of EHR data transaction, showcasing how the blockchain aids in securing the data-given that patient records cannot be altered once created. This demonstrates the process of the blockchain securing the integrity of the entity.
Within Ethereum two types of accounts exist: contract and externally owned accounts. Both are defined by key pairs and indexed by 20‐byte addresses enabling users to interact with the blockchain upon account creation. These accounts function as network entities and form the backbone of Ethereum’s operations. One of the primary benefits of adopting Ethereum is its adaptability and flexibility. This allows for the development of diverse applications such as My Health Records. Ethereum’s blockchain, comprising transaction blocks and smart contracts employs a proof‐of‐work algorithm to achieve a tamper‐resistant consensus across its network nodes. Consequently, it ensures that in our proposed framework blockchain data remains unchangeable providing an unmatched security level.
Representing self‐executing computer programs, smart contracts on the Ethereum blockchain trigger actions automatically when specific conditions align. They offer a multitude of programmable functions permitting users to interact through Application Binary Interfaces (ABIs). User‐initiated transactions pave the way for various functionalities including request handling, data transmission and access control. A standard Ethereum transaction is a sophisticated data packet transferring ethers (Ethereum’s native tokens) between accounts. In our proposed framework the data field is uniquely designated for declaring request IDs, streamlining data request transactions for cloud storage.
Blockchain For Secure Management of Electronic Health Records (EHRs)
By leveraging Enterprise Ethereum, the medical community can share data both securely and methodically. This strategy fortifies the safeguarding of patient data and privacy, granting physicians access to exhaustive medical histories. Additionally, it supports the scientific community by facilitating data sharing for research advancement.
Impact Of Blockchain on Patient Consent Management
This technology bestows structured data ownership with inherent permission tiers. While patients cannot modify specific medical entries, they possess the authority to regulate their records’ access, selectively disseminating data to diverse healthcare stakeholders.
Impact Of Blockchain On Traceability Of Drugs
The clarity and interoperability of Enterprise Ethereum amplify the accountability and protection of drug supply chain operations enabling pharmaceutical firms to monitor products from inception to end‐users efficiently.
Blockchain’s Influence on Data Security In Clinical Trials
Ethereum mitigates the risk of data deceit through its consensus mechanism and centralized designs, delivering proof of existence and authentication validation. This cultivates confidence in trial outcomes ensures data’s veracity and encourages cooperation within the research sphere. Incentivization: Smart contracts facilitate the inception of micropayments to motivate patient actions. These contracts can distribute rewards for adhering to designated treatment regimens or contributing data for clinical exploration.
Summary
The insights underline the potential of a Blockchain‐Based Data Sharing (BBDS) Framework for the secure exchange of healthcare data. The proposed system heralds a significant advancement in security offering robust defense against prevalent attacks, ensuring confidentiality and data accuracy and presenting features like tamper‐ evident data and storage space repurposing. The suggested BBDS Framework for My Health Record Australia is geared towards bolstering security, amalgamating data requestors and vouching for data integrity via blockchain infrastructure. It signifies a stride toward a consolidated solution, bridging the Australian government, MHR, patients, healthcare experts and other stakeholders.
Discussion
This study confirms the use of blockchain for secure and efficient healthcare data emphasizing a contrasting analysis between the blockchain mechanism and conventional systems. It also sheds light on the potential pathways blockchain offers when the BBDS framework discussed is applied to the healthcare system.
Security
Collectively one can infer that blockchain offers enhanced security for data sharing. G [2] reported that patient‐driven interoperability achieved through blockchain technology, presents new challenges for security and data privacy. In contrast, [43,51- 55] viewed it as a valuable tool that enhances the security of the data‐sharing mechanism. Moreover, [56] highlighted blockchain as an emerging technology that offers superior data sharing security due to its transparency. This transparency is instrumental in tracing cyber‐attacks given its capability to furnish vital audit information [57] also posited that blockchain’s intimate interaction with role‐based access controls facilitates secure data transactions and tailored access within organizations. The enforcement of the General Data Protection Regulation (GDPR) mandates institutions accessing such information to fortify their security by adopting stringent data access control policies in line with GDPR guidelines and operational efficacy [58]. Blockchain evidently provides superior privacy and security provisions for data owners as per literature survey cited in introduction section. The articles [2,51-55,59] also recognized blockchain technology as crucial in bolstering the cases for digital asset data ownership.
Data Ownership
This study posits that data ownership within the blockchainsupported framework in the healthcare sector is contingent upon the framework’s intricate details. Data interoperability emerges as a pivotal indicator of data ownership within the blockchain system. Those with maximal data interoperability in a data‐sharing framework possess data ownership. In the healthcare domain data ownership concerns are a primary deterrent to blockchain’s adoption. Per the patient‐driven data interoperability model for data sharing [2] both patients and institutions share data ownership. However, in the proposed framework data ownership is solely vested in the institution.
Data Breach
Stephen &Alex [60] emphasized that data ownership in blockchain is more robust compared to other alternatives especially in consortium and private blockchain setups. The amalgamation of trust, transparency, robust data ownership and data access control renders it a compelling choice for largescale implementation. Yet, inherent limitations of blockchain technology act as impediments to its universal adoption. In a similar vein, [61] endorsed blockchain as unparalleled in ensuring data ownership noting its ability to return data ownership to users while allowing them the discretion over data sharing [4]. Presently, GDPR mandates businesses in the healthcare realm to bolster the security of systems utilizing blockchain technology. This enhancement amplifies the security quotient of electronic databases that store and transmit both personal and impersonal patient data granting patients data ownership rights [58]. Additionally, the healthcare system’s design takes into account the myriad interactions different healthcare organizations have with the centralized database accessed via blockchain networks. The standard components of a blockchain system encompass databases for clinics and healthcare entities like small and large hospitals. These hospitals primary users of the blockchainempowered healthcare system, either generate new data or retrieve extant information from the healthcare database. All these databases interconnect courtesy of blockchain technology aided by super peers enabling P2P engagement with other networked institutions.
Accessibility
The most optimal blockchain networks for a healthcare system accessible by numerous organizations are typically consortium or public blockchains. Concurrently the clinical database serves as the localized data repository for a given healthcare entity. Subsequently this data migrates to the central healthcare database which could operate at city, district or national levels, contingent upon the project’s scope. Ideally this central database would leverage cloud‐ based storage facilitating the accommodation of voluminous data. The process of creating a new patient record involves a healthcare entity be it small or large generating data. This data is then stored in the local database via blockchain and eventually transferred to the central database through the blockchain’s P2P network. The central database’s content remains unalterable and always available for audit trails.
However, blockchain challenges persist. G [2] undertook research discussing blockchain’s interoperability issue, revealing a growing trend of patient‐centric interoperability via conventional Electronic Data Interchange (EDI) mechanisms employed in healthcare settings like hospitals and laboratories. While patient interoperability was deemed advantageous, it gave rise to privacy and security qualms owing to augmented access to patient data. This underscores the obstacles linked with patientdriven interoperability in the context of data sharing and patient engagement related to their health records. Consequently, the BBDS framework, inspired by Shen, Guo and Yang [55], calls for the translation of healthcare data records into immutable information stored in an appropriate blockchain‐supported database. This paves the way for innovative solutions addressing the prevalent challenges of institutional interoperability in healthcare, integrating patient‐centric interoperability via blockchain.
Conclusion
The integration of blockchain technology within healthcare data management offers a promising advancement toward enhanced security, transparency, data ownership and accessibility. This research has elucidated blockchain’s potential in several key areas:
i. Security: By leveraging cryptographic principles and decentralized consensus mechanisms the proposed BBDS framework demonstrates superior security capabilities compared to conventional systems in alignment with GDPR guidelines [2,58 ].
ii. Data Ownership: Through a patient‐driven interoperability framework blockchain establishes a balanced data ownership model empowering both patients and institutions [2].
iii. Data Breach Prevention: The study underscores the robustness of blockchain in preventing data breaches especially within consortium and private blockchain systems [60].
iv. Accessibility: By utilizing various blockchain networks the research emphasizes the potential for fostering a seamless flow of information within the healthcare system addressing challenges associated with patient‐based interoperability [2,55].
While the results are promising certain limitations and challenges such as barriers related to patient‐based interoperability, emerged. Future research could prioritize resolving these barriers and investigating how to adapt blockchain‐based systems for diverse healthcare settings. Moreover, the ramifications of blockchain on patient consent management, drug traceability, data security during clinical trials and incentivization expand the horizons for its implementation in healthcare [4]. In summation, this study marks a significant stride toward a unified healthcare data management solution, bridging the gap between patients, healthcare professionals and other stakeholders. Inspired by Shen, Guo and Yang, the proposed BBDS framework [55] heralds a transformative era for healthcare, bolstering security, integrity and collaboration within the sector. The continued exploration and development of blockchain applications in healthcare are essential for tapping into the full potential of this game‐changing technology.
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