Review Article
Vaccines against HIV
Usha Padmanabhan1, Abhay S Chowdhary2*, Ritwik Dahake2 and Prasad S Koka2
1Department of Biochemistry, Haffkine Institute for Training, Research & testing, India
2Department of Virology and Immunology, Haffkine Institute for Training, Research & testing, India
Submission: September 22, 2015; Published: September 28, 2015
*Corresponding author: W John Martin, Institute of Progressive Medicine, 1634 Spruce Street, South Pasadena CA 91030, USA, Tel: 626-616- 2868; Email: wjohnmartin@gmail.com
How to cite this article: Martin WJ. Stealth Adaptation of Viruses: Implications for Therapy and for Potential Toxicity of Vaccines. JOJ Immuno Virol. 2015;1(1): 555554. DOI: 10.19080/JOJIV.2015.01.555554
The human immunodeficiency virus-1 (HIV-1) infects helper CD4(+) T cells, and causes CD4(+) T-cell depletion and immunodeficiency.
Although significant progress has been made in antiretroviral therapy in the past 30 years, an effective vaccine and a functional cure awaits
discovery. This review summarizes the molecular basis of HIV infection and the various hurdles for vaccine development and in this perspective
analyzes the status of vaccines against HIV.
Keywords: HIV; Immunology; DNA vaccine; CTL responses
Abbreviations: DC: Dendritic Cells; CTL: Cytotoxic T Lymphocytes; TGF: Transforming Growth Factor; VRC: Vaccine Research Center;
ELISPOT: Enzyme-Linked Immunosorbent Spot.
Introduction
Molecular basis of HIV infection
The genome of HIV-1 is small, less than 10 kb, encoding nine
HIV-1 genes which have been characterized for their products
in great detail. Among these the envelope protein called gp160
synthesized as gp120 and gp40 is most well characterized. Since
HIV is an encompassed virus, the viral envelope must fuse with
the host cell membrane to deliver the viral RNA into the host cell.
HIV infects a host cell by attaching to specific receptors on the
host via gp120.
Pathology of HIV Infection
HIV infection can be divided into 4 stages: (a) Primary
Infection (b) Clinically asymptomatic stage (c) Symptomatic HIV
infection and (d) Progression from HIV to AIDS.
During primary infection, 20% patients suffer from flu-like
symptoms and then the reaction subsides. The body begins to
make anti HIV antibodies in a process called sero-conversion
at which stage diagnostic antibody tests can be falsely negative
because of low levels of serum antibody. During the clinically
asymptomatic stage (which lasts for an average of 10 yrs),
the virus is active at the lymph nodes, but patients show very
little pathological symptoms. HIV antibody tests however are
positive. In the symptomatic HIV stage, the patient displays
2 major symptoms: a fall in CD4+ cell and platelet count. The
immune system starts to deteriorate and patient is vulnerable to opportunistic infections. In the final stage, the CD4+ count has
dropped to very low levels and patient succumbs to opportunistic
infections such as pneumonia, tuberculosis and is usually fatal.
How does HIV cause CD4+ T cell depletion? Initially HIV was
thought to directly infect CD4+ T cells and causes apoptosis
in them. However, the long asymptomatic phase belies this
paradigm. It is now thought that HIV causes CD4+ T cell depletion
through indirect mechanisms [1].
To understand the mechanisms by which HIV causes CD4+
T cell depletion, let us consider how CD4+ cells usually mount
an immune response. Naïve CD4 T cells are activated by an
interaction with dendritic cells (DC) that present an antigen.
These activated T-cells then rapidly proliferate and differentiate
into several subsets of effectors T-cells [2]. While the majority
of effectors cells rapidly die, a small minority will survive and
undergo a transition to a resting state as memory CD4+ T cells
which form adaptive memory or immunogenic memory. Upon
future encounter with the same antigen, the memory CD4+ T
cells provide for an enhanced immune response and are likely
derived from all effectors subsets [3].
Many reports suggest that during the asymptomatic phase
which lasts for 10 yrs HIV infects these effectors cells latently by
viral genome integration into the mammalian genome where it
is transcriptionally inactive and does not produce active virions
or by maintaining a very low level of transcription where some
but not all viral genes are transcribed without the production of
active virions.
Strategies and difficulties in HIV vaccine development
Based on the mechanism of HIV infection and subsequent
progression to disease, HIV vaccine development faces severe
challenges. Firstly, most vaccines for other infectious diseases
or viruses do not prevent the infection but prevent the disease
associated with the infection by mitigating the physiological
responses evoked by the infectious agent. The long latent phase
of HIV however precludes this approach.
Vaccines that are first generation vaccines however deliver
either inactivated viruses or live but attenuated viruses which
mimic the immune response of the virulent strain and elicit an
immune response from the host that confers immunity to the
virulent strain. Using first generation vaccines from inactivated
HIV preparations has not been attempted for the fear that the
virus will be not be completely inactivated, in particular when
the HIV virions tend to aggregate. Furthermore HIV is highly
mutable. On facing pressure from immune responses in the
host, HIV virus typically evolves so that it can escape both the
humoral and the cellular immune responses. Part of this escape
mechanism is the variation in the antigenic region (epitopes)
of envelope proteins and also due to masking of the antigenic
region of envelope proteins such as gp120 through glycosylation,
changes in conformation and trimerization making it difficult
to neutralize through antibodies and leads to inffectiveness in
second generation HIV vaccines.
Vaccines that are first generation vaccines however deliver
either inactivated viruses or live but attenuated viruses which
mimic the immune response of the virulent strain and elicit an
immune response from the host that confers immunity to the
virulent strain. Using first generation vaccines from inactivated
HIV preparations has not been attempted for the fear that the
virus will be not be completely inactivated, in particular when
the HIV virions tend to aggregate. Furthermore HIV is highly
mutable. On facing pressure from immune responses in the
host, HIV virus typically evolves so that it can escape both the
humoral and the cellular immune responses. Part of this escape
mechanism is the variation in the antigenic region (epitopes)
of envelope proteins and also due to masking of the antigenic
region of envelope proteins such as gp120 through glycosylation,
changes in conformation and trimerization making it difficult
to neutralize through antibodies and leads to inffectiveness in
second generation HIV vaccines.
The first HIV vaccine developed in the early 90’s included
recombinant forms of the HIV-1 glycoproteins gp120 and
gp160 produced in Chinese hamster ovary cells (i.e. a peptide
vaccine designed to provoke humoral immunity). Chimpanzees
immunized with the gp120 but not the gp160 peptide was
protected against a HIV-1 challenge [4]. These results led to
phase I, II and III clinical trials in humans.
These studies revealed that although the vaccine was safe and
elicited anti-HIV antibody production, it did not provide significant
protection against clinical HIV strains [5,6]. Importantly these
studies also revealed that the antibody response was transient
and had a half life of 40-60 days [7].
Since then, at least 13 different gp120 and gp160 envelope
candidates have been evaluated, in the US predominantly
through the AIDs Vaccine Evaluation group. Overall, they have
been safe and immunogenic in diverse populations; have induced
neutralizing antibody in nearly 100% recipients, but rarely
induced CD8+ cytotoxic T lymphocytes (CTL), but not providing
significant protection against HIV. Given that HIV targets CD4+
T cells which constitutes part of the cellular immune response,
the above observations provoked an intense debate whether the primary immune responses elicited by the HIV vaccines should
be humoral or cellular.
The observations that CD8+ T cells were observed soon
after HIV infection in humans [8] and plasma viremia increased
after CD8+ T cell depletion in macaques infected with simian
immunodeficiency virus [9] lended credence to the idea that
virus specific CD8+ T cell immune responses are paramount for
HIV suppression and subsequent HIV vaccines developed have
since sought to induce potent virus specific cytotoxic CD8+ T cell
immune responses.
DNA vaccines against HIV
DNA mediated immunization or DNA vaccines represent
the third generation approach to vaccinology. DNA vaccines
are circular DNA molecules encoding a gene of interest that
can be propagated in bacteria and injected / transfected into a
host / cell line so that the encoded gene of interest is expressed
in mammalian cells (by means of a strong viral promoter) and
provokes a good immune response conferring immunity against
the particular pathogen. The preclinical immunogenicity and/
or efficacy of DNA vaccines in disease models of infectious
diseases, cancer, allergy and autoimmune diseases have been
demonstrated by a number of research groups [10-12].
There are several points to be considered while developing
a DNA vaccine candidate. Early DNA vaccines such as pCMV
plasmids consisted merely a DNA backbone and a promoter
that would cause high expression levels of protein antigen in
mammalian cells. However comparison of routes of delivery
of these plasmids into rodents or humans have revealed that
intramuscular delivery of the DNA yield the highest titer values.
Thus muscle targeting vectors have gained more popularity [13-
19].
DNA vaccines have also been designed to contain epitopes
which direct the immune response of the host towards cellular
or humoral immunity [20-22]. For example, direct injections
of cDNA expression vectors encoding interleukin 2 (IL-2), IL-
4, or type P1 transforming growth factor (TGF-j31) into mouse
skeletal muscle induced biological effects characteristic of
these cytokines in vivo. But amongst all the cytokines injected
intramuscularly, the vector encoding IL-2 had enhanced humoral
and cellular immune responses to an exogenous antigen [23,24].
A safety consideration in designing vaccines for humans is the
transforming potential of the gene of interest. For example, the
E6 and E7 proteins of the human papilloma virus are excellent
targets for vaccination but also transform primary human
epithelial cells in vitro, raising the possibility that they could do
so in vivo [25].
The first HIV DNA vaccine using the envelope protein gene
gp160 was tested in mice in 1993 and was shown to generate
antibodies towards HIV [26]. In 1995, the same strategy
was tested in monkeys and chimpanzees and both humoral
and specific cellular immune responses were also observed.
Importantly, intramuscular vaccination with DNA plasmids
expressing HIV-1 genes decreased HIV-1 viral load in HIV-1-
infected chimpanzees. In addition, naive (i.e. non-HIV-1-infected) chimpanzees were protected against a heterologous challenge
with HIV-1[27]. These constructs were also used in humans [28].
In addition to inoculation with plasmid DNA containing genes
targeting HIV alone, other vaccination regimens which included
inoculation with multiple DNA plasmids encoding different genes
or DNA plasmids in combination with recombinant cytokines
[29], adjuvants of recombinant HIV specific proteins [30],
booster doses, other plasmids containing expression cassettes of
cytokines [31] started being followed. All these regimens sought
to augment the CTL responses of the DNA vaccine.
Vaccines based on viral backbones
The Merck STEP study used adenoviral vectors, which were
strains that were made replication defective by mutations
and deletions of the adenoviral genome. HIV constructs are
then inserted in place of the deleted adenovirus genes and
an exogenous promoter controls their expression. Two main
adenoviral vectors have been tried. The NIH Vaccine Research
Center (VRC) vector (serogroup 5, Ad5) expresses HIV gag and
pol from clade B and env from clades A, B, and C; while the Merck
MRKAd5 vector is a compilation of 3 adenoviruses that express
gag, pol, and nef from clade B alone. In 2003, phase I human
trials conclused the vaccine to be sae. However a phase IIb study
showed that the vaccine induced the appropriate CTL responses
but neither decreased viral load nor rates of infection [32,33].
Following the failure of the STEP trail, focus shifted to using
other viral backbones such as the canarypox virus to deliver the
HIV antigen. Canary pox virus is a avian virus that undergoes an
abortive replication cycle in humans. Several rcanarypox virus
carrying different HIV proteins have been tested. This vector
induced antibody and CTL responses, but these responses were
relatively weak and short-lived. A number of pre-trials with
various subtype B canarypox–HIV vector primes and boosters
containing subunit glycoprotein 120 or 160 (gp120 or gp160)
first established the prime–boost concept as a candidate for
advanced testing [30,34-36]. These canarypox-based prime–
boost regimens induced both cellular and humoral responses,
but CD8+ responses on enzyme-linked immunosorbent spot
(ELISPOT) assay were low [34] and the presence of primary
isolate neutralizing antibody was not consistently detected [35-
39]. Since the STEP trial had demonstrated higher responses, this
approach was abandoned initially.
However reduction in HIV acquisition by combination of a
canaypox and DNA vaccine was established by the ALVAC trials
in Thailand. The RV144 trial consisted of ALVAC-HIV (vCP1521),
a recombinant canarypox vaccine developed by Virogenetics
Corporation (Troy, NY) and manufactured by sanofi pasteur
(Marcy-l’Étoille, France) where canarypox vector was genetically
engineered to express HIV-1 Gag and Pro (subtype B LAI strain)
and CRF01_AE (subtype E) HIV-1 gp120 (92TH023) linked to
the transmembrane 3 anchoring portion of gp41 (LAI) and a
DNA vaccine, AIDSVAX B/E RV144 carrying the gp120 gene and
[40,41]. This vaccine regimen demonstrated 31% efficacy in
modified intention-to-treat analysis, which was the first time any
efficacy has been demonstrated in humans. The efficacy was highest early on and in those at lowest risk
for HIV infection. The reason behind decline in vaccine efficacy
over the first year after vaccination or the greater efficacy of
the vaccine in persons at lower risk for infection could not be
elucidated.
Furthermore the results were surprising because instead of
a classical CTL response, the vaccine induced a CD4+ T cell and
weakly neutralizing antibody response. The T-cell–line adapted
neutralizing antibody (71% with response), antibody-directedcell-
mediated-cytotoxicity, and CD4+ lymphoproliferation (61%
in response to gp20, 63% in response to gp120) have not been
completely explained. Further individuals with higher plasma
concentrations of immunoglobulin G (IgG) antibodies specific for
the V1V2 loop of gp120 had lower rates of HIV infection, while
high levels Env-specific IgA antibodies directly correlated with
HIV infection [42].
Current HIV vaccine research
As mentioned earlier, following HIV infection, there is a
"normal" humoral response which is strain specific and causes
the virus to mutate to evade the host immune response. 10-30%
subjects develop broadly neutralizing antibodies and 1% of these
subjects (elite neutralizers) then retain these at high enough
titers for long enough periods to prevent progression of HIV
infection to AIDS. Thus many studies have focused on identifying
the antibodies from subjects in the elite group [43]. This has led
to looking at immune therapy for suppression of HIV infection.
For example a cocktail of 3 neutralizing antibodies administered
to rhesus monkeys have decreased the viral titer in 7 days [44].
Vaccines eliciting a broad neutralizing antibody response are also
being designed. Studies using other viral backbones which elicit
brad humoral responses such as the Sendai virus [45], Vesicular
stomatits virus [46] has also been reported.
Other approaches include testing orally administered
vaccines which do not trigger an immune response at all but
prevent infection through activation of CD8+ regulatory T cells
[47].
Acknowledgement
An effective HIV-1 vaccine remains one of the highest research priorities and would have a significant public health impact. The scientific challenges to attain this goal nonetheless remain as of now.
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Figure 1: (A)12 day’s old comminuted fracture right clavicle.
(B) Radiograph of right clavicle after surgery (2nd post-op).
(C)Mini Ilizarov apparatus on the right clavicle of 23 yrs. old male. (D)Radiograph with union of the fragments after 6 weeks.
(E)Clinical appearance of the patient after removal of the mini Ilizarov apparatus.
(F)Final radiograph of the right clavicle with full consolidation after 2 months follow up.